Introduction
You often struggle with rigid hierarchies, declining motivation, and management styles that treat people as mere resources. This approach fails to unlock the true potential of the people around you.
Max DePree offers a different path in Leadership Is an Art. Leadership is not about wielding power or maintaining control. It is a covenantal relationship focused on releasing human potential, serving others, and defining reality.
The book explores how you can build trust, foster participative management, and create organizational momentum. You will discover practical ways to balance accountability with freedom.
To understand this philosophy, you must answer several fundamental questions:
- What does it mean to act as a steward of an organization?
- How do you protect the rights of workers while pursuing corporate goals?
- Why must you embrace uncertainty and roving leadership?
- How do you build a culture based on covenant rather than contract?
1. Foundations of Leadership
The first responsibility of a leader is to define reality, the last is to say thank you, and in between the leader must act as a steward and a debtor.
The Millwright's Hidden Gifts
You must recognize and embrace the diverse talents of individuals within your organization. Leaders can learn much from the hidden depths of the people around them.
The author's father, the founder of Herman Miller, visited the family of his deceased millwright after he died. Nearly sixty years had passed since the millwright died. During the visit, the widow read poetry written by her husband, revealing that he was a poet doing millwright's work.
You must endorse a concept of persons and accept human diversity. You need to be abandoned to the strengths of others because no single person can know or do everything.
The Role of the Steward
The measure of leadership is found in your followers. You must ask whether the people around you are reaching their potential, learning, serving, and managing conflict with grace.
You act as a leader-as-steward rather than an owner. A covenant replaces mere contracts to guide relationships within a healthy enterprise.
Your stewardship requires you to leave behind specific assets:
- institutional value systems;
- the conditions for momentum;
- effectiveness and civility.
2. Participative Management and the Rights of Work
Participative management requires a genuine belief in human potential and eight essential rights of work that serve as a catcher's mitt for employee commitment.
Participative management cannot function as a mere corporate policy tool. It must stem from a personal philosophy regarding people. Workers in modern organizations essentially function as volunteers who could work elsewhere. They require covenants rather than strict contractual arrangements.
Covenantal Relationships
You must respect people by understanding the diversity of their gifts. What you believe always precedes policy and practice. You must agree on the rights of work across all ranks in the hierarchy. You must understand the respective role and relationship of contractual agreements and covenants. You must understand that relationships count more than structure.
The Eight Rights of Work
You need a catcher's mitt to catch a fastball. Jim Kaat spent twenty-five years as a major-league pitcher, relying on a catcher to receive what he threw. The rights of work form that catcher's mitt for employee commitment.
De Pree's son Chuck was assigned a heavy trombone in grade school simply because the band needed one and he was big enough to carry it. He had no desire to play it, which illustrates a direct violation of the right to be needed.
The eight essential rights protect workers at every level:
- 1. The Right to be Needed
- 2. The Right to Be Involved
- 3. The Right to a Covenantal Relationship
- 4. The Right to Understand
- 5. The Right to Affect One's Own Destiny
- 6. The Right to Be Accountable
- 7. The Right to Appeal
- 8. The Right to Make a Commitment
3. Leadership Dynamics and Culture
Organizations thrive when leaders embrace roving leadership in crises, maintain intimacy with work, and foster inclusive capitalism.
Roving Leadership
Hierarchical structures often struggle to respond flexibly in sudden crises. Roving leaders are indispensable people who step up based on their competence and problem ownership. Hierarchical leaders must exhibit the grace to recognize, support, and follow roving leaders.
During an Easter Sunday church service when a man collapsed from a severe allergic reaction, the church's formal hierarchy of thirty professionals did nothing for several moments. A young man with paramedic experience took less than three seconds to reach the stricken man's side, joined immediately by doctors from the congregation and an individual who brought an oxygen bottle.
Intimacy and Inclusive Capitalism
Intimacy means deeply understanding the personality of both the operator and the machinery or work process. It requires comfort with ambiguity, passion, and strong covenantal relationships. Legalistic contractual thinking, by contrast, induces spiritual mediocrity and paralyzes noble human impulses.
When a young man's lunch hour evaporated while waiting at an unusually busy restaurant, he mentioned it casually to the cashier. That night, the owner unannounced delivered enough dinner for two nights to the young man's house.
Traditional capitalism has largely functioned as an exclusive arrangement that shuts people out of its processes and equitable rewards. To survive and thrive ethically, capitalism must embrace the intrinsic value of human diversity, lavish communications, and the belief that leadership is a condition of indebtedness.
You can build an inclusive workplace through practical steps:
- Acknowledge a Christian and humanistic concept of people.
- Establish marks of inclusion such as being needed, involved, cared for, paid fairly, given opportunity to do one's best, understanding, and having a piece of the action.
- Treat the corporation as a place of fulfilled potential by offering space, the opportunity to serve, challenge, and meaning.
- Meet the requirements of belonging by being faithful, maintaining redemptive purpose, becoming vulnerable, risking, valuing intimacy, and being learners together.
4. Corporate History and Renewal
Tribal storytelling and corporate giants sustain organizational identity against bureaucracy and entropy.
Tales of Corporate Giants
Organizational giants are individuals who see opportunity in trouble and give others space to grow. They act as effective catchers for creative ideas.
Jim Eppinger considered a freezing Christmas Eve when the company lacked money to pay his sales commissions as one of the highlights of his life. That was the night your father gave him the New York territory.
Pep Nagelkirk served Herman Miller designers as a model maker for thirty-five years. Such giants do not just generate ideas. They translate ideas into reality and foster a culture where others can thrive.
Tribal Storytelling and Renewal
Organizations must maintain their history and shared values through tribal storytelling. You prevent bureaucracy from eroding corporate identity by keeping cultural continuity alive.
Dr. Carl Frost shared a story about Nigerian villagers sitting in awe of newly introduced single electric light bulbs in their huts. They stopped gathering by tribal fires to listen to tribal storytellers and thereby lost their history.
Corporations risk losing their identity if they rely solely on scientific management and manuals. Tribal storytellers and elders must actively renew corporate values.
You can maintain a healthy culture by keeping these commitments:
- remain research-driven;
- dedicate the company to high-touch quality;
- commit to participative management systems such as the Scanlon Plan.
5. Ownership and Communication
Shared accountability through stock ownership and ethical communication that educates and liberates are essential for intercepted entropy.
Ownership Categories and Attitudes
Corporate owners fall into three distinct groups. You must recognize cash investors, full-time employees investing their lives, and part-time contributors with special skills. Understanding ownership requires examining whether owners focus on short-term or long-term performance. You must notice if people view work as an illness or opportunity, and if they act as stewards or mere possessors of material accumulation.
The president of a privately owned company stated in a business magazine that in a public company he would focus solely on bottom-line returns to secure a juicy retirement package.
Employee stock ownership aligns shared accountability with shared rewards and reinforces participative management. At Herman Miller, 100 percent of the full-time regular employees in the U.S. who have completed one year of service are stockholders, creating a competitive reality where risk and reward are logically connected through profit sharing.
A friend teaching kids in Harlem paired up children to hold a baseball glove and watch the woods for unknown dangers, illustrating that every person and duty is essential.
Communication Obligations and Scrutiny
Good communication is an ethical question that performs two vital action-oriented functions: it educates and it liberates. Leaders are obligated to provide simplicity, clarity, truth, and courtesy while practicing the art of scrutiny to eliminate muddy thinking and third-class mail.
The author's grandson locked himself in the bathroom, and while mother and police failed to open the door, the child kept reaching under the door to touch his mother's hand.
Signals of Entropy
Leaders must actively intercept entropy, which is the natural corporate tendency toward deterioration and apathy. Recognizing early warning signs prevents organizational decay, shifting focus away from dry rules, excessive quantification, and control toward human values.
When asked by a financial analyst about his hardest challenge, the author replied it was the interception of entropy.
You should watch for these specific signs of decay:
- watch for a tendency toward superficiality;
- watch for a dark tension among key people;
- watch for no longer having time for celebration and ritual;
- watch for a growing feeling that rewards and goals are the same thing;
- watch for when people stop telling tribal stories or cannot understand them;
- watch for a recurring effort to convince others that business is simple;
- watch for when people have different understandings of words like responsibility or trust;
- watch for when problem-makers outnumber problem-solvers;
- watch for when folks confuse heroes and celebrities;
- watch for leaders who seek to control rather than liberate;
- watch for when operations push aside vision and risk;
- watch for an orientation toward dry business school rules;
- watch for when people speak of customers as impositions;
- watch for manuals;
- watch for a growing urge to quantify history and the future;
- watch for the urge to establish ratios;
- watch for leaders who rely on structures instead of people;
- watch for a loss of confidence in judgment, experience, and wisdom;
- watch for a loss of grace and style and civility;
- watch for a loss of respect for the English language.
6. Practices of Elegant Leadership
Elegant leaders balance hierarchy with equality, build person-scaled facilities, choose vice presidents with integrity, and express authentic human emotion.
Elegant leaders reach for completeness rather than mistaking partial metrics, superficial contracts, or short-term results for the whole. Panel assembler Curt Shosten wrote to Max DePree explaining that serious runners think of a dash as 110 yards rather than 95 to ensure no one beats you in the final stretch.
Performance Reviews and Questions
Leaders are liable for future results, and performance reviews must reexamine goals, realign principles, and foster mutual trust. An employee in engineering agreed with the author that they did not need to understand every detail of each other's jobs to be fully committed to each other's success. You can guide managers through structured self-examination:
- ask managers to prepare a brief review comparing performance to their annual plan;
- ask managers to prepare a statement of personal management philosophy;
- ask managers to review team building and competition responses;
- ask managers to describe their role as corporate storytellers;
- ask managers to identify five key projects where the CEO can support them;
- ask if the manager would share their philosophy of management with their work team;
- ask what they expect and need most from the CEO;
- ask what they are doing to realize the potential of the Scanlon Plan;
- ask what they have abandoned and what feelings of failure they harbor;
- ask what two things should be done to work toward being a great company.
Facilities and Culture
Physical facilities and architecture reflect the management environment, corporate culture, and organizational values. Buildings should empower people, act as high-touch spaces connecting persons to technology, maintain open-ended growth possibilities, and aim to build the indeterminate building. An employee questioned why Herman Miller spent money on three ponds around the Zeeland site, which actually served as stormwater runoff management, fire reserves, and aesthetic community spaces. You must ensure buildings remain subservient to human activity:
- encourage an open community and fortuitous encounter;
- welcome all and be kind to the user;
- change with grace and remain person-scaled;
- be subservient to human activity and forgive planning mistakes;
- contribute to the landscape as an aesthetic and human value;
- meet perceived needs, remain open to surprise, and be comfortable with conflict;
- maintain flexibility and avoid monumental overcommitment.
Choosing Vice Presidents
Choosing vice presidents sets the management tone and leaves a crucial organizational legacy for the future. Candidates must demonstrate personal performance, consistent integrity, respect for diversity, ability to see the broad picture, and a commitment to the corporate value system. The author composed a detailed memo to his senior management team outlining requirements and traits needed when facing the task of choosing several new vice presidents. You should evaluate candidates against strict standards:
- ensure the position clearly carries officer-level responsibility and accountability;
- use the appointment to signal organizational significance and future importance;
- verify consistent and dependable integrity and openness to contrary opinion;
- check if the candidate cherishes heterogeneity and diversity;
- assess whether the candidate leads through serving and is vulnerable to others;
- provide for possible failure and a graceful withdrawal when promoting officers.
Weeping and Elegance
Authentic leaders are in touch with reality and express deep human emotions like weeping over triumphs, tragedies, and values. Weeping reflects intimacy with work, commitment to a covenantal group, and genuine care for people rather than mere detachment and focus on bottom lines. When the author choked up while reading a handicapped employee's mother's thank-you letter to the officers before sixty or seventy people, senior vice president Joe Schwartz walked up, kissed him on the cheek, and adjourned the meeting.
10 Key Ideas
- Leaders must act as stewards and debtors whose primary responsibilities include defining reality, expressing gratitude, and releasing the true potential of the people around them.
- Participative management requires a genuine belief in human diversity and must be anchored by the eight essential rights of work that protect employee commitment.
- Roving leaders are indispensable individuals who step up based on competence and problem ownership during sudden crises, requiring hierarchical leaders to show the grace to follow them.
- Intimacy means deeply understanding the personality of both the operator and the work process while embracing ambiguity and strong covenantal relationships rather than legalistic contracts.
- To survive and thrive ethically, capitalism must evolve beyond exclusive arrangements to embrace human diversity, lavish communications, and the intrinsic value of people.
- Organizations must maintain their shared values and cultural continuity against bureaucracy through tribal storytelling and the influence of corporate giants.
- Employee stock ownership aligns shared accountability with shared rewards by logically connecting risk, reward, and participative management.
- Good communication is an ethical obligation that educates and liberates people while utilizing simplicity, clarity, truth, and courtesy.
- Leaders must actively intercept entropy and decay by watching for warning signs like superficiality, excessive rules, and the loss of grace, style, and civility.
- Elegant leaders balance hierarchy with equality, build person-scaled facilities that empower human activity, choose vice presidents with strict integrity, and express authentic human emotion.